Hammes Eric D.'s Form 4 filing
3M Co (MMM) · filed Aug 18, 2022
- Accession no.
- 0001127602-22-021267
- Filed
- Aug 18, 2022
- Trade date
- Aug 17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $463.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammes Eric D.CIK 0001610493 | Officer (EVP & Chief Count Gov Svc Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | MOption exerciseAcquired | +3,145 | $101.49 | +$319,186.05 | 11,963.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −1,964 | $147.30 | −$289,297.2 | 9,999.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −207 | $147.31 | −$30,493.17 | 9,792.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −100 | $147.31 | −$14,731 | 9,692.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −498 | $147.32 | −$73,365.36 | 9,194.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −205 | $147.33 | −$30,202.65 | 8,989.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −51 | $147.34 | −$7,514.34 | 8,938.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −100 | $147.34 | −$14,734 | 8,838.4 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −20 | $147.35 | −$2,947 | 8,818.4 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | MOption exerciseAcquired | +3,145 | $0.00 | $0 | 6,290 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.