Williamson Stephen's Form 4 filing
Thermo Fisher Scientific Inc. (TMO) · filed Aug 16, 2022
- Accession no.
- 0001127602-22-021124
- Filed
- Aug 16, 2022
- Trade date
- Aug 12-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $16.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williamson StephenCIK 0001648929 | Officer (Sr. VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $157.68 | +$2,365,200 | 58,944 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −7,800 | $600.29 | −$4,682,262 | 51,144 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −2,500 | $601.63 | −$1,504,075 | 48,644 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −3,316 | $602.67 | −$1,998,453.72 | 45,328 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −1,384 | $603.34 | −$835,022.56 | 43,944 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +12,300 | $157.68 | +$1,939,464 | 56,244 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −500 | $600.62 | −$300,310 | 55,744 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −1,300 | $601.53 | −$781,989 | 54,444 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −1,652 | $602.60 | −$995,495.2 | 52,792 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −5,484 | $603.56 | −$3,309,923.04 | 47,308 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −2,444 | $604.70 | −$1,477,886.8 | 44,864 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −880 | $605.61 | −$532,936.8 | 43,984 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −40 | $606.21 | −$24,248.4 | 43,944 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 12,300 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −12,300 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.