Skip to main content

Dziewisz John J's Form 4 filing

Babcock & Wilcox Enterprises, Inc. (BW) · filed Aug 16, 2022

Accession no.
0001127602-22-021088
Filed
Aug 16, 2022
Trade date
Aug 13-16, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $16.5K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dziewisz John JCIK 0001801550Officer (General Counsel & Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 13, 2022Common StockMOption exerciseAcquired+13,334$8.14+$108,538.76152,797Direct
Aug 13, 2022Common StockFTax withholdingDisposed−6,046$8.14−$49,214.44146,751Direct
Aug 16, 2022Common StockSSaleDisposed−2,050$8.05−$16,502.5144,701Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 13, 2022Common StockMOption exerciseDisposed−13,334$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)