Banovetz John Patrick's Form 4 filing
3M Co (MMM) · filed Aug 11, 2022
- Accession no.
- 0001127602-22-020781
- Filed
- Aug 11, 2022
- Trade date
- Aug 10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $472.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banovetz John PatrickCIK 0001711228 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +3,145 | $101.49 | +$319,186.05 | 17,229.27 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −2,423 | $150.32 | −$364,225.36 | 14,806.27 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −421 | $150.33 | −$63,288.93 | 14,385.27 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −300 | $150.33 | −$45,099 | 14,085.27 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −1 | $150.34 | −$150.34 | 14,084.27 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −3,145 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.