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Lotvin Alan's Form 4 filing

CVS Health Corp (CVS) · filed Aug 5, 2022

Accession no.
0001127602-22-020596
Filed
Aug 5, 2022
Trade date
Aug 3-4, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $14.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lotvin AlanCIK 0001472795Officer (EVP&President-PharmacyServices)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2022Common StockMOption exerciseAcquired+70,398$58.34+$4,107,019.32179,581.37Direct
Aug 3, 2022Common StockSSaleDisposed−70,398$98.00−$6,899,004109,183.37Direct
Aug 3, 2022Common StockMOption exerciseAcquired+50,501$54.19+$2,736,649.19159,684.37Direct
Aug 3, 2022Common StockSSaleDisposed−50,501$98.00−$4,949,098109,183.37Direct
Aug 4, 2022Common StockMOption exerciseAcquired+22,541$62.21+$1,402,275.61131,724.37Direct
Aug 4, 2022Common StockSSaleDisposed−22,541$104.00−$2,344,264109,183.37Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 3, 2022Common StockMOption exerciseDisposed−70,398$0.00$070,399Direct
Aug 3, 2022Common StockMOption exerciseDisposed−50,501$0.00$020,201Direct
Aug 4, 2022Common StockMOption exerciseDisposed−22,541$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)