Dickson Zoe L's Form 4 filing
3M Co (MMM) · filed Aug 5, 2022
- Accession no.
- 0001127602-22-020513
- Filed
- Aug 5, 2022
- Trade date
- Aug 4, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $327.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dickson Zoe LCIK 0001865140 | Officer (EVP & Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | MOption exerciseAcquired | +2,265 | $101.49 | +$229,874.85 | 3,157.76 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −825 | $144.40 | −$119,130 | 2,332.76 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,393 | $144.40 | −$201,149.2 | 939.76 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −47 | $144.41 | −$6,787.27 | 892.76 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | MOption exerciseDisposed | −2,265 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.