Vale Michael G.'s Form 4 filing
3M Co (MMM) · filed Aug 3, 2022
- Accession no.
- 0001127602-22-020317
- Filed
- Aug 3, 2022
- Trade date
- Aug 2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.27M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vale Michael G.CIK 0001527527 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseAcquired | +43,705 | $101.49 | +$4,435,620.45 | 102,092.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −14,405 | $143.23 | −$2,063,228.15 | 87,687.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −635 | $143.24 | −$90,957.4 | 87,052.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −519 | $143.25 | −$74,346.75 | 86,533.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −5,317 | $143.26 | −$761,713.42 | 81,216.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −9,442 | $143.27 | −$1,352,755.34 | 71,774.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −70 | $143.27 | −$10,028.9 | 71,704.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −1,314 | $143.28 | −$188,269.92 | 70,390.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −3,491 | $143.29 | −$500,225.39 | 66,899.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −41 | $143.30 | −$5,875.3 | 66,858.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −32 | $143.30 | −$4,585.6 | 66,826.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −731 | $143.31 | −$104,759.61 | 66,095.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −200 | $143.32 | −$28,664 | 65,895.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −419 | $143.33 | −$60,055.27 | 65,476.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −38 | $143.34 | −$5,446.92 | 65,438.11 | Direct | |
| Aug 2, 2022 | Common Stock | SSaleDisposed | −117 | $143.35 | −$16,771.95 | 65,321.11 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −43,705 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.