Nixon Torran B's Form 4 filing
Umpqua Holdings Corp (UMPQ) · filed Jul 29, 2022
- Accession no.
- 0001127602-22-019907
- Filed
- Jul 29, 2022
- Trade date
- Jul 28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $87.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nixon Torran BCIK 0001689701 | Officer (Umpqua Bank President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2022 | Common Stock | JOtherAcquired | +18 | $0.00F2 | $0 | 1,571 | Indirect | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −5,000 | $17.58 | −$87,900 | 211,033 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Not required.
Referenced by the price of 1 transaction in Table I.