Screven Edward's Form 4 filing
Oracle Corp (ORCL) · filed Jun 29, 2022
- Accession no.
- 0001127602-22-018247
- Filed
- Jun 29, 2022
- Trade date
- Jun 27-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $48.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Screven EdwardCIK 0001723056 | Officer (Chief Corporate Architect) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2022 | Common Stock | MOption exerciseAcquired | +62,500 | $0.00 | $0 | 2,521,479 | Direct | |
| Jun 27, 2022 | Common Stock | FTax withholdingDisposed | −28,866 | $70.70 | −$2,040,826.2 | 2,492,613 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseAcquired | +280,826 | $29.72 | +$8,346,148.72 | 2,773,439 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −280,826 | $70.84F2 | −$19,893,713.84 | 2,492,613 | Direct | |
| Jun 29, 2022 | Common Stock | MOption exerciseAcquired | +419,174 | $29.72 | +$12,457,851.28 | 2,911,787 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −419,174 | $69.22F3 | −$29,015,224.28 | 2,492,613 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2022 | Common Stock | MOption exerciseDisposed | −62,500 | $0.00 | $0 | 0 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseDisposed | −280,826 | $0.00 | $0 | 419,174 | Direct | |
| Jun 29, 2022 | Common Stock | MOption exerciseDisposed | −419,174 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $70.25 to $71.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $69.045 to $69.580. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.