Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 10, 2022
- Accession no.
- 0001127602-22-017231
- Filed
- Jun 10, 2022
- Trade date
- Jun 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −14,000 | $148.19F2 | −$2,074,660 | 5,437,946 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −15,972 | $149.94F3 | −$2,394,841.68 | 5,421,974 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −3,328 | $150.75F4 | −$501,696 | 5,418,646 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −6,700 | $151.39F5 | −$1,014,313 | 5,411,946 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −1,282 | $134.68F6 | −$172,659.76 | 5,450,664 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −7,517 | $135.60F7 | −$1,019,305.2 | 5,443,147 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −12,629 | $136.71F8 | −$1,726,510.59 | 5,430,518 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −10,458 | $137.58F9 | −$1,438,811.64 | 5,420,060 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −2,155 | $138.58F10 | −$298,639.9 | 5,417,905 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −1,483 | $139.61F11 | −$207,041.63 | 5,416,422 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −2,871 | $140.85F12 | −$404,380.35 | 5,413,551 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −1,605 | $141.79F13 | −$227,572.95 | 5,411,946 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −10,000 | $148.07 | −$1,480,700 | 6,854,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,387,155 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,347,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.81 to $148.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.24 to $150.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.25 to $151.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.37 to $151.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.10 to $135.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.12 to $136.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.13 to $137.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.15 to $138.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.16 to $139.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.21 to $140.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.39 to $141.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.54 to $142.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.