Andres Juan's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 10, 2022
- Accession no.
- 0001127602-22-017229
- Filed
- Jun 10, 2022
- Trade date
- Jun 8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Andres JuanCIK 0001760670 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +1,371 | $20.93 | +$28,695.03 | 11,738 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $20.93 | +$41,860 | 13,738 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $20.93 | +$41,860 | 15,738 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $20.93 | +$41,860 | 17,738 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $20.93 | +$41,860 | 19,738 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +629 | $14.22 | +$8,944.38 | 20,367 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −10,000 | $150.00 | −$1,500,000 | 10,367 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −1,371 | $0.00 | $0 | 253,025 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 251,025 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 249,025 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 247,025 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 245,025 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −629 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Chief Technical Operations and Quality Officer