Deschatelets Pascal's Form 4 filing
Apellis Pharmaceuticals, Inc. (APLS) · filed Jun 9, 2022
- Accession no.
- 0001127602-22-017181
- Filed
- Jun 9, 2022
- Trade date
- Jun 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $529.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Deschatelets PascalCIK 0001657720 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +12,000 | $2.67 | +$32,040 | 903,775 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −12,000 | $44.09 | −$529,080 | 891,775 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +6,500 | $2.67 | +$17,355 | 898,275 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 352,999 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 346,499 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.