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Willis J Kevin's Form 4 filing

Ashland Inc. (ASH) · filed Jun 3, 2022

Accession no.
0001127602-22-016626
Filed
Jun 3, 2022
Trade date
Jun 1-2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $447.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Willis J KevinCIK 0001575329Officer (Sr.VP &Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2022Common StockMOption exerciseAcquired+4,940$46.65+$230,4519,005.7Direct
Jun 1, 2022Common StockDReturned to the companyDisposed−2,154$106.99−$230,456.466,851.7Direct
Jun 1, 2022Common StockFTax withholdingDisposed−925$106.99−$98,965.755,926.7Direct
Jun 1, 2022Common StockMOption exerciseAcquired+5,462$37.37+$204,114.9411,388.7Direct
Jun 1, 2022Common StockDReturned to the companyDisposed−1,908$106.99−$204,136.929,480.7Direct
Jun 1, 2022Common StockFTax withholdingDisposed−1,180$106.99−$126,248.28,300.7Direct
Jun 2, 2022Common StockSSaleDisposed−1,861$105.58−$196,484.386,439.7Direct
Jun 2, 2022Common StockSSaleDisposed−2,374$105.58−$250,646.924,065.7Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 1, 2022Common StockMOption exerciseDisposed−4,940$0.00$00Direct
Jun 1, 2022Common StockMOption exerciseDisposed−5,462$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)