Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 1, 2022
- Accession no.
- 0001127602-22-016210
- Filed
- Jun 1, 2022
- Trade date
- May 27-31, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.22M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseAcquired | +2,410 | $135.80 | +$327,278 | 1,625,230 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +7,431 | $0.99 | +$7,356.69 | 1,632,661 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −999 | $145.40 | −$145,254.6 | 1,631,662 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −7,431 | $144.97 | −$1,077,272.07 | 1,624,231 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseDisposed | −2,410 | $0.00 | $0 | 16,873 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −7,431 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.