Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Jun 1, 2022
- Accession no.
- 0001127602-22-016157
- Filed
- Jun 1, 2022
- Trade date
- May 31, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.79M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $126.18 | +$1,261,800 | 261,605.29 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −4,000 | $177.88F1 | −$711,520 | 257,605.29 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −4,000 | $178.88F2 | −$715,520 | 253,605.29 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −2,000 | $179.63F3 | −$359,260 | 251,605.29 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 51,270 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $177.50 to $178.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $178.50 to $179.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for increments ranging from $179.50 to $179.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.