Clark David H's Form 4 filing
Amazon Com Inc (AMZN) · filed May 24, 2022
- Accession no.
- 0001127602-22-015458
- Filed
- May 24, 2022
- Trade date
- May 21-23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.92M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clark David HCIK 0001837650 | Officer (CEO Worldwide Consumer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +364 | $0.00 | $0 | 3,925 | Direct | |
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +1,040 | $0.00 | $0 | 4,965 | Direct | |
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +4,000 | $0.00 | $0 | 8,965 | Direct | |
| May 23, 2022 | Common Stock, par value $.01 per share | SSaleDisposed | −2,270 | $2,169.22 | −$4,924,129.4 | 6,695 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −364 | $0.00 | $0 | 9,536 | Direct | |
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −1,040 | $0.00 | $0 | 6,334 | Direct | |
| May 21, 2022 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 12,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.