Klein Michael Frederick's Form 4 filing
Travelers Companies, Inc. (TRV) · filed May 16, 2022
- Accession no.
- 0001127602-22-014670
- Filed
- May 16, 2022
- Trade date
- May 13, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.73M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Michael FrederickCIK 0001689571 | Officer (EVP & President, Personal Ins.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $106.03 | +$1,060,300 | 19,106.86 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −9,200 | $172.73 | −$1,589,116 | 9,906.86 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −800 | $173.35 | −$138,680 | 9,106.86 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 11,478 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.