Whelan, Jr. Robert M.'s Form 4 filing
Aspen Technology, Inc. (AZPN) · filed May 13, 2022
- Accession no.
- 0001127602-22-014464
- Filed
- May 13, 2022
- Trade date
- May 11-12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $637.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whelan, Jr. Robert M.CIK 0001490045 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseAcquired | +4,010 | $23.38 | +$93,753.8 | 16,875 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −4,010 | $159.08 | −$637,910.8 | 12,865 | Direct | |
| May 12, 2022 | Common Stock | AGrant or awardAcquired | +826 | $0.00 | $0 | 13,691 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −4,010 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.