Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed May 13, 2022
- Accession no.
- 0001127602-22-014446
- Filed
- May 13, 2022
- Trade date
- May 11-12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market sales total $2.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | SSaleDisposed | −1,473 | $123.43F2 | −$181,812.39 | 5,403,062 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,239 | $124.32F3 | −$154,032.48 | 5,401,823 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,688 | $125.47F4 | −$211,793.36 | 5,400,135 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −496 | $126.35F5 | −$62,669.6 | 5,399,639 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −421 | $127.30F6 | −$53,593.3 | 5,399,218 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −865 | $128.64F7 | −$111,273.6 | 5,398,353 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,186 | $129.60F8 | −$153,705.6 | 5,397,167 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −806 | $130.89F9 | −$105,497.34 | 5,396,361 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −485 | $132.23F10 | −$64,131.55 | 5,395,876 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −169 | $133.24F11 | −$22,517.56 | 5,395,707 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −172 | $134.52F12 | −$23,137.44 | 5,395,535 | Direct | |
| May 11, 2022 | Common Stock | GGiftDisposed | −4,000 | –F14 | – | 5,391,535 | Direct | |
| May 12, 2022 | Common Stock | SSaleDisposed | −10,000 | $121.10 | −$1,211,000 | 6,894,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $122.90 to $123.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.92 to $124.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.98 to $125.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.00 to $126.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.03 to $127.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.11 to $129.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.26 to $130.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.32 to $131.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.76 to $132.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.91 to $133.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.30 to $134.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.