Hendrickson Gary E's Form 4/A amendment
AmendedWaters Corp (WAT) · filed May 9, 2022
- Accession no.
- 0001127602-22-013747
- Filed
- May 9, 2022
- Trade date
- May 5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 9, 2022
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.00M. It was filed 4 days after the trade.
This amendment replaces 0001127602-22-013746 (filed May 9, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hendrickson Gary ECIK 0001331749 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +1,249 | $337.51 | +$421,549.99 | 3,532 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +1,760 | $335.70 | +$590,832 | 5,292 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +1,601 | $334.05 | +$534,814.05 | 6,893 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +1,352 | $335.50 | +$453,596 | 8,245 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −1,249 | $337.50 | −$421,537.5 | 6,996 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −523 | $335.19 | −$175,304.37 | 6,473 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −1,237 | $335.96 | −$415,582.52 | 5,236 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −1,601 | $334.51 | −$535,550.51 | 3,635 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −1,352 | $335.53 | −$453,636.56 | 2,283 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −1,249 | $0.00 | $0 | 0 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −1,760 | $0.00 | $0 | 0 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −1,601 | $0.00 | $0 | 0 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −1,352 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.