Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed May 6, 2022
- Accession no.
- 0001127602-22-013642
- Filed
- May 6, 2022
- Trade date
- May 4-5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $2.84M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | SSaleDisposed | −823 | $143.58F2 | −$118,166.34 | 5,416,712 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −2,014 | $144.58F3 | −$291,184.12 | 5,414,698 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −2,010 | $145.80F4 | −$293,058 | 5,412,688 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −1,858 | $146.84F5 | −$272,828.72 | 5,410,830 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −400 | $147.95F6 | −$59,180 | 5,410,430 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −79 | $149.25 | −$11,790.75 | 5,410,351 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −183 | $151.18F7 | −$27,665.94 | 5,410,168 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −504 | $153.01F8 | −$77,117.04 | 5,409,664 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −808 | $154.14F9 | −$124,545.12 | 5,408,856 | Direct | |
| May 4, 2022 | Common Stock | SSaleDisposed | −321 | $154.94F10 | −$49,735.74 | 5,408,535 | Direct | |
| May 4, 2022 | Common Stock | GGiftDisposed | −4,000 | –F12 | – | 5,404,535 | Direct | |
| May 5, 2022 | Common Stock | SSaleDisposed | −10,000 | $151.87 | −$1,518,700 | 6,904,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.08 to $143.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.13 to $145.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.30 to $146.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.40 to $147.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.50 to $148.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.73 to $151.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.52 to $153.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.60 to $154.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.66 to $155.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.