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Johnson James William's Form 4 filing

Chevron Corp (CVX) · filed May 5, 2022

Accession no.
0001127602-22-013565
Filed
May 5, 2022
Trade date
May 3-4, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $28.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Johnson James WilliamCIK 0001595948Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 3, 2022Common StockMOption exerciseAcquired+109,000$103.71+$11,304,390109,000Direct
May 3, 2022Common StockMOption exerciseAcquired+10,000$88.20+$882,000119,000Direct
May 3, 2022Common StockSSaleDisposed−119,000$160.48F1−$19,097,1200Direct
May 4, 2022Common StockMOption exerciseAcquired+55,600$103.71+$5,766,27655,600Direct
May 4, 2022Common StockSSaleDisposed−55,600$165.94−$9,226,2640Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 3, 2022Common StockMOption exerciseDisposed−109,000$0.00$055,600Direct
May 3, 2022Common StockMOption exerciseDisposed−10,000$0.00$070,867Direct
May 4, 2022Common StockMOption exerciseDisposed−55,600$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $160.12 to $160.75. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)