Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Apr 15, 2022
- Accession no.
- 0001127602-22-011990
- Filed
- Apr 15, 2022
- Trade date
- Apr 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $3.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2022 | Common Stock | SSaleDisposed | −128 | $165.84F2 | −$21,227.52 | 5,456,407 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −700 | $166.85F3 | −$116,795 | 5,451,707 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −700 | $167.89F4 | −$117,523 | 5,451,007 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −1,130 | $169.15F5 | −$191,139.5 | 5,449,877 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −1,312 | $169.97F6 | −$223,000.64 | 5,448,565 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −3,100 | $171.25F7 | −$530,875 | 5,445,465 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −1,930 | $171.91F8 | −$331,786.3 | 5,443,535 | Direct | |
| Apr 13, 2022 | Common Stock | GGiftDisposed | −4,000 | –F10 | – | 5,452,407 | Direct | |
| Apr 14, 2022 | Common Stock | SSaleDisposed | −10,000 | $168.59 | −$1,685,900 | 6,934,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.22 to $166.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.34 to $167.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.50 to $168.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.53 to $169.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.54 to $170.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.66 to $171.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.68 to $172.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.