Shah Prem S's Form 4 filing
CVS Health CorpCVS · filed Apr 12, 2022
- Accession no.
- 0001127602-22-011910
- Filed
- Apr 12, 2022
- Trade date
- Apr 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shah Prem SCIK 0001900910 | Officer (EVP and Co-President of Retail) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Common Stock | MOption exerciseAcquired | +845 | $62.21 | +$52,567.45 | 47,428.24 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −845 | $105.00 | −$88,725 | 46,583.24 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseAcquired | +3,157 | $54.19 | +$171,077.83 | 49,740.24 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −3,157 | $105.00 | −$331,485 | 46,583.24 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseAcquired | +5,719 | $58.34 | +$333,646.46 | 52,302.24 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −5,719 | $105.00 | −$600,495 | 46,583.24 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseAcquired | +4,103 | $74.30 | +$304,852.9 | 50,686.24 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −4,103 | $105.00 | −$430,815 | 46,583.24 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −3,130 | $105.00 | −$328,650 | 43,453.24 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Common Stock | MOption exerciseDisposed | −845 | $0.00 | $0 | 846 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseDisposed | −3,157 | $0.00 | $0 | 9,469 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseDisposed | −5,719 | $0.00 | $0 | 28,596 | Direct | |
| Apr 8, 2022 | Common Stock | MOption exerciseDisposed | −4,103 | $0.00 | $0 | 28,723 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.