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Jones Doug's Form 4 filing

PennyMac Financial Services, Inc. (PFSI) · filed Apr 11, 2022

Accession no.
0001127602-22-011874
Filed
Apr 11, 2022
Trade date
Apr 8, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $930.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jones DougCIK 0001544302Officer (President & Chief Mtg Bkg Ofcr)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 8, 2022Common StockSSaleDisposed−17,429$46.43F2−$809,228.4749,934Direct
Apr 8, 2022Common StockSSaleDisposed−2,585$46.99F5−$121,469.1547,349Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is the weighted average price of multiple transactions ranging from $45.90 to $46.89.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Referenced by the price of 1 transaction in Table I.

F5

The price reported is the weighted average price of multiple transactions ranging from $46.90 to $47.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)