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Scheibler Lukas's Form 4 filing

Apellis Pharmaceuticals, Inc. (APLS) · filed Apr 6, 2022

Accession no.
0001127602-22-011670
Filed
Apr 6, 2022
Trade date
Apr 5, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $36.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scheibler LukasCIK 0001651281Officer (CHIEF INNOVATION OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 5, 2022Common StockMOption exerciseAcquired+609$13.85+$8,434.6552,842Direct
Apr 5, 2022Common StockSSaleDisposed−609$60.09−$36,594.8152,233Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 5, 2022Common StockMOption exerciseDisposed−609$0.00$049,391Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)