Hornbuckle William's Form 4 filing
MGM Resorts International (MGM) · filed Apr 5, 2022
- Accession no.
- 0001127602-22-011568
- Filed
- Apr 5, 2022
- Trade date
- Apr 1, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001127602-22-012440 (Apr 22, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hornbuckle WilliamCIK 0001183302 | Director, Officer (CEO AND PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock $.01 Par Value ND | MOption exerciseAcquired | +290,179 | $0.00 | $0 | 350,410 | Direct | |
| Apr 1, 2022 | Common Stock $.01 Par Value ND | FTax withholdingDisposed | −114,186 | $41.87 | −$4,780,967.82 | 236,224 | Direct | |
| Apr 1, 2022 | Common Stock $.01 Par Value ND | MOption exerciseAcquired | +11,257 | $0.00 | $0 | 247,481 | Direct | |
| Apr 1, 2022 | Common Stock $.01 Par Value ND | FTax withholdingDisposed | −4,430 | $41.87 | −$185,484.1 | 243,051 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock $.01 Par Value ND | MOption exerciseDisposed | −290,179 | $0.00 | $0 | 0 | Direct | |
| Apr 1, 2022 | Common Stock $.01 Par Value ND | MOption exerciseDisposed | −11,257 | $0.00 | $0 | 22,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.