Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Apr 1, 2022
- Accession no.
- 0001127602-22-010824
- Filed
- Apr 1, 2022
- Trade date
- Mar 30-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $3.34M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Common Stock | SSaleDisposed | −700 | $173.53F2 | −$121,471 | 5,481,835 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −2,235 | $174.56F3 | −$390,141.6 | 5,479,600 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −757 | $175.57F4 | −$132,906.49 | 5,478,843 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −1,602 | $176.55F5 | −$282,833.1 | 5,477,241 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −1,200 | $177.62F6 | −$213,144 | 5,476,041 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −1,706 | $178.61F7 | −$304,708.66 | 5,474,335 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −300 | $180.40F8 | −$54,120 | 5,474,035 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −100 | $181.60 | −$18,160 | 5,473,935 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −300 | $184.61F9 | −$55,383 | 5,473,635 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −100 | $185.77 | −$18,577 | 5,473,535 | Direct | |
| Mar 30, 2022 | Common Stock | GGiftDisposed | −4,000 | –F11 | – | 5,469,535 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −10,000 | $175.22 | −$1,752,200 | 6,954,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.99 to $173.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.08 to $175.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.10 to $176.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.12 to $177.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.13 to $178.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.14 to $179.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.35 to $180.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.16 to $185.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.