Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Mar 25, 2022
- Accession no.
- 0001127602-22-010383
- Filed
- Mar 25, 2022
- Trade date
- Mar 23-24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $3.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2022 | Common Stock | SSaleDisposed | −635 | $177.49F2 | −$112,706.15 | 5,494,900 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −2,051 | $178.57F3 | −$366,247.07 | 5,492,849 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −2,253 | $179.37F4 | −$404,120.61 | 5,490,596 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −1,161 | $180.54F5 | −$209,606.94 | 5,489,435 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −1,400 | $181.62F6 | −$254,268 | 5,488,035 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −1,000 | $182.61F7 | −$182,610 | 5,487,035 | Direct | |
| Mar 23, 2022 | Common Stock | SSaleDisposed | −500 | $183.56F8 | −$91,780 | 5,486,535 | Direct | |
| Mar 23, 2022 | Common Stock | GGiftDisposed | −4,000 | –F10 | – | 5,482,535 | Direct | |
| Mar 24, 2022 | Common Stock | SSaleDisposed | −10,000 | $175.52 | −$1,755,200 | 6,964,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.92 to $177.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.95 to $178.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.96 to $179.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.03 to $180.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.06 to $182.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.15 to $183.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.45 to $183.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.