Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Mar 18, 2022
- Accession no.
- 0001127602-22-009948
- Filed
- Mar 18, 2022
- Trade date
- Mar 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions. Open-market sales total $3.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock | SSaleDisposed | −200 | $150.93F2 | −$30,186 | 5,508,335 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −500 | $153.52F3 | −$76,760 | 5,507,835 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −100 | $154.49 | −$15,449 | 5,507,735 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −100 | $155.65 | −$15,565 | 5,507,635 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −700 | $157.41F4 | −$110,187 | 5,506,935 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −400 | $158.12F5 | −$63,248 | 5,506,535 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −280 | $159.51F6 | −$44,662.8 | 5,506,255 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −1,000 | $160.40F7 | −$160,400 | 5,505,255 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −800 | $161.56F8 | −$129,248 | 5,504,455 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −1,400 | $162.63F9 | −$227,682 | 5,503,055 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −1,400 | $163.58F10 | −$229,012 | 5,501,655 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −879 | $164.69F11 | −$144,762.51 | 5,500,776 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −300 | $165.57F12 | −$49,671 | 5,500,476 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −300 | $167.00F13 | −$50,100 | 5,500,176 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −600 | $168.03F14 | −$100,818 | 5,499,576 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −41 | $169.19 | −$6,936.79 | 5,499,535 | Direct | |
| Mar 16, 2022 | Common Stock | GGiftDisposed | −4,000 | –F16 | – | 5,495,535 | Direct | |
| Mar 17, 2022 | Common Stock | SSaleDisposed | −10,000 | $168.00 | −$1,680,000 | 6,974,880 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.52 to $151.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.17 to $153.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.77 to $157.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.85 to $158.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.86 to $159.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.98 to $160.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.07 to $162.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.10 to $163.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.13 to $163.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.34 to $165.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.35 to $165.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.58 to $167.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.74 to $168.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The reported disposition represents a bona fide charitable gift made by the reporting person.
Referenced by the price of 1 transaction in Table I.