Bay Walter D.'s Form 4 filing
Arthur J. Gallagher & Co. (AJG) · filed Mar 16, 2022
- Accession no.
- 0001127602-22-009540
- Filed
- Mar 16, 2022
- Trade date
- Mar 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bay Walter D.CIK 0001410235 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Common Stock (restricted) | AGrant or awardAcquired | +8,450 | $0.00 | $0 | 22,750 | Direct | |
| Mar 14, 2022 | Common Stock (restricted) | MOption exerciseDisposed | −8,450 | $0.00 | $0 | 14,300 | Direct | |
| Mar 14, 2022 | Common Stock | MOption exerciseAcquired | +8,450 | $0.00 | $0 | 38,499 | Direct | |
| Mar 14, 2022 | Common Stock | FTax withholdingDisposed | −2,819 | $154.74 | −$436,212.06 | 35,680 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseAcquired | +7,500 | $43.71 | +$327,825 | 43,180 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −7,500 | $162.00 | −$1,215,000 | 35,680 | Direct | |
| Mar 16, 2022 | Common Stock (restricted) | MOption exerciseDisposed | −4,550 | $0.00 | $0 | 9,750 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseAcquired | +4,550 | $0.00 | $0 | 40,230 | Direct | |
| Mar 16, 2022 | Common Stock | FTax withholdingDisposed | −2,015 | $162.67 | −$327,780.05 | 38,215 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | AGrant or awardAcquired | +11,405 | $0.00 | $0 | 11,405 | Direct | |
| Mar 16, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 10,200 | Direct | |
| Mar 16, 2022 | Common Stock | ILess common codeAcquired | +2,843.4 | $158.26 | +$449,996.48 | 88,245.26 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.