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Bradley Alexander R.'s Form 4 filing

First Solar, Inc. (FSLR) · filed Mar 8, 2022

Accession no.
0001127602-22-008683
Filed
Mar 8, 2022
Trade date
Mar 4-7, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $241.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bradley Alexander R.CIK 0001645425Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 4, 2022Common StockMOption exerciseAcquired+2,409$0.00$024,530Direct
Mar 4, 2022Common StockFTax withholdingDisposed−1,071$71.85−$76,951.3523,459Direct
Mar 4, 2022Common StockMOption exerciseAcquired+3,650$0.00$027,109Direct
Mar 4, 2022Common StockFTax withholdingDisposed−1,623$71.85−$116,612.5525,486Direct
Mar 4, 2022Common StockMOption exerciseAcquired+4,035$0.00$029,521Direct
Mar 4, 2022Common StockFTax withholdingDisposed−1,794$71.85−$128,898.927,727Direct
Mar 4, 2022Common StockMOption exerciseAcquired+1,466$0.00$029,193Direct
Mar 4, 2022Common StockFTax withholdingDisposed−652$71.85−$46,846.228,541Direct
Mar 7, 2022Common StockSSaleDisposed−160$72.88F7−$11,660.828,381Direct
Mar 7, 2022Common StockSSaleDisposed−340$73.84F8−$25,105.628,041Direct
Mar 7, 2022Common StockSSaleDisposed−1,529$75.20F9−$114,980.826,512Direct
Mar 7, 2022Common StockSSaleDisposed−1,182$75.88F10−$89,690.1625,330Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 4, 2022Common StockMOption exerciseDisposed−2,409$0.00$00Direct
Mar 4, 2022Common StockMOption exerciseDisposed−3,650$0.00$03,650Direct
Mar 4, 2022Common StockMOption exerciseDisposed−4,035$0.00$08,070Direct
Mar 4, 2022Common StockMOption exerciseDisposed−1,466$0.00$05,862Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F7

This transaction was executed in multiple trades at prices ranging from $72.29 to $73.23. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $73.50 to $74.45. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $74.53 to $75.50. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $75.54 to $76.39. The price reported above reflects the weighted average sale price for the transactions reported on this line.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)