Skip to main content

Stark Derek's Form 4 filing

PennyMac Financial Services, Inc. (PFSI) · filed Mar 4, 2022

Accession no.
0001127602-22-008301
Filed
Mar 4, 2022
Trade date
Mar 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $425.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stark DerekCIK 0001198631Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2022Common StockSSaleDisposed−4,718$58.65F2−$276,710.762,902Direct
Mar 2, 2022Common StockSSaleDisposed−2,504$59.29F4−$148,462.1660,398Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is the weighted average price of multiple transactions ranging from $58.16 to $59.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is the weighted average price of multiple transactions ranging from $59.18 to $59.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)