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Miller Simon's Form 4 filing

Equinix Inc (EQIX) · filed Mar 3, 2022

Accession no.
0001127602-22-007986
Filed
Mar 3, 2022
Trade date
Mar 1-2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 5 derivative transactions. Open-market sales total $260.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Miller SimonCIK 0001751921Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2022Common StockMOption exerciseAcquired+226$0.00$03,137Direct
Mar 1, 2022Common StockMOption exerciseAcquired+86$0.00$03,223Direct
Mar 1, 2022Common StockMOption exerciseAcquired+242$0.00$03,465Direct
Mar 1, 2022Common StockMOption exerciseAcquired+272$0.00$03,737Direct
Mar 1, 2022Common StockMOption exerciseAcquired+278$0.00$04,015Direct
Mar 2, 2022Common StockSSaleDisposed−3$699.35F2−$2,098.054,012Direct
Mar 2, 2022Common StockSSaleDisposed−31$700.81F3−$21,725.113,981Direct
Mar 2, 2022Common StockSSaleDisposed−38$701.77F4−$26,667.263,943Direct
Mar 2, 2022Common StockSSaleDisposed−36$702.81F5−$25,301.163,907Direct
Mar 2, 2022Common StockSSaleDisposed−70$703.75F6−$49,262.53,837Direct
Mar 2, 2022Common StockSSaleDisposed−41$704.77F7−$28,895.573,796Direct
Mar 2, 2022Common StockSSaleDisposed−81$705.86F8−$57,174.663,715Direct
Mar 2, 2022Common StockSSaleDisposed−67$706.89F9−$47,361.633,648Direct
Mar 2, 2022Common StockSSaleDisposed−3$707.77F10−$2,123.313,645Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 1, 2022Common StockMOption exerciseDisposed−226$0.00$00Direct
Mar 1, 2022Common StockMOption exerciseDisposed−86$0.00$086Direct
Mar 1, 2022Common StockMOption exerciseDisposed−242$0.00$0483Direct
Mar 1, 2022Common StockMOption exerciseDisposed−272$0.00$0544Direct
Mar 1, 2022Common StockMOption exerciseDisposed−278$0.00$01,112Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $699.04 to $700.03, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 10 to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.24 to $701.24 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.26 to $702.25 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.30 to $703.30 inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $703.31 to $704.31 inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $704.33 to $705.32 inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $705.34 to $706.34 inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.37 to $707.36 inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.47 to $708.445 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)