DiNapoli Jason Philip's Form 4 filing
Heritage Commerce Corp (HTBK) · filed Mar 2, 2022
- Accession no.
- 0001127602-22-007859
- Filed
- Mar 2, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $40.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DiNapoli Jason PhilipCIK 0001421913 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock, No Par Value | PPurchaseAcquired | +1,555 | $11.41 | +$17,742.55 | 325,276 | Indirect | |
| Mar 1, 2022 | Common Stock, No Par Value | PPurchaseAcquired | +2,024 | $11.36 | +$22,992.64 | 327,300 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.