Ngo Agnes Catherine's Form 4 filing
Central Pacific Financial Corp (CPF) · filed Mar 1, 2022
- Accession no.
- 0001127602-22-007443
- Filed
- Mar 1, 2022
- Trade date
- Feb 28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $38.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ngo Agnes CatherineCIK 0001506560 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +34,940 | $14.31 | +$499,991.4 | 130,800 | Indirect | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +6,553 | $14.31 | +$93,773.43 | 137,353 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −100 | $28.90 | −$2,890 | 137,253 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −105 | $28.91 | −$3,035.55 | 137,148 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −200 | $28.93 | −$5,786 | 136,948 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −362 | $28.94 | −$10,476.28 | 136,586 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −120 | $28.95 | −$3,474 | 136,466 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −9 | $28.96 | −$260.64 | 136,457 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −417 | $28.98 | −$12,084.66 | 136,040 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −34,940 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −6,553 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.