Grubka Robert L.'s Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 24, 2022
- Accession no.
- 0001127602-22-006686
- Filed
- Feb 24, 2022
- Trade date
- Feb 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $171.3K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001127602-22-007783 (Mar 2, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grubka Robert L.CIK 0001852036 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseAcquired | +11,698 | $0.00F1 | $0 | 28,837 | Direct | |
| Feb 22, 2022 | Common Stock | FTax withholdingDisposed | −5,263 | $68.32 | −$359,568.16 | 23,574 | Direct | |
| Feb 22, 2022 | Common Stock | SSaleDisposed | −2,500 | $68.50F3 | −$171,250 | 21,074 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −5,446 | $0.00 | $0 | 16,216 | Direct | |
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −6,252 | $0.00 | $0 | 7,846 | Direct | |
| Feb 22, 2022 | Common Stock | AGrant or awardAcquired | +9,977 | $0.00 | $0 | 26,193 | Direct | |
| Feb 22, 2022 | Common Stock | AGrant or awardAcquired | +8,562 | $0.00 | $0 | 16,408 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $67.76 to $69.185. The price report represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC Staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
CEO, Health Solutions