Katz Michael Robert's Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 24, 2022
- Accession no.
- 0001127602-22-006684
- Filed
- Feb 24, 2022
- Trade date
- Feb 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $269.5K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001127602-22-006876 (Feb 25, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Katz Michael RobertCIK 0001853487 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseAcquired | +10,692 | $0.00 | $0 | 23,743 | Direct | |
| Feb 22, 2022 | Common Stock | FTax withholdingDisposed | −4,697 | $68.32 | −$320,899.04 | 19,046 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −4,054 | $66.48 | −$269,509.92 | 14,992 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −5,387 | $0.00 | $0 | 13,595 | Direct | |
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −5,575 | $0.00 | $0 | 6,485 | Direct | |
| Feb 22, 2022 | Common Stock | AGrant or awardAcquired | +6,205 | $0.00 | $0 | 19,800 | Direct | |
| Feb 22, 2022 | Common Stock | AGrant or awardAcquired | +5,325 | $0.00 | $0 | 11,810 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.