Hopkinson Craig C.'s Form 4 filing
Alkermes plc. (ALKS) · filed Feb 23, 2022
- Accession no.
- 0001127602-22-006332
- Filed
- Feb 23, 2022
- Trade date
- Feb 18-22, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $58.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopkinson Craig C.CIK 0001730048 | Officer (EVP R&D, Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Ordinary Shares | SSaleDisposed | −2,306 | $25.17 | −$58,042.02 | 9,496 | Direct | |
| Feb 20, 2022 | Ordinary Shares | MOption exerciseAcquired | +10,096 | –F2 | – | 19,592 | Direct | |
| Feb 20, 2022 | Ordinary Shares | FTax withholdingDisposed | −2,966 | $25.08 | −$74,387.28 | 16,626 | Direct | |
| Feb 21, 2022 | Ordinary Shares | MOption exerciseAcquired | +6,875 | –F2 | – | 23,501 | Direct | |
| Feb 21, 2022 | Ordinary Shares | FTax withholdingDisposed | −2,022 | $25.08 | −$50,711.76 | 21,479 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseAcquired | +12,037 | –F2 | – | 33,516 | Direct | |
| Feb 22, 2022 | Ordinary Shares | FTax withholdingDisposed | −3,539 | $25.01 | −$88,510.39 | 29,977 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Ordinary Shares | AGrant or awardAcquired | +139,554 | $0.00 | $0 | 139,554 | Direct | |
| Feb 18, 2022 | Ordinary Shares | AGrant or awardAcquired | +34,889 | $0.00 | $0 | 34,889 | Direct | |
| Feb 20, 2022 | Ordinary Shares | MOption exerciseDisposed | −10,096 | –F2 | – | 20,191 | Direct | |
| Feb 21, 2022 | Ordinary Shares | MOption exerciseDisposed | −6,875 | –F2 | – | 6,875 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseDisposed | −12,037 | –F2 | – | 36,114 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units convert into ordinary shares on a one-for-one basis.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.