Braeger Matthew R's Form 4 filing
Associated Banc-Corp (ASB) · filed Feb 16, 2022
- Accession no.
- 0001127602-22-005231
- Filed
- Feb 16, 2022
- Trade date
- Feb 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $280.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Braeger Matthew RCIK 0001721131 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −1,090 | $25.47 | −$27,762.3 | 9,306.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −2,601 | $25.48 | −$66,273.48 | 6,705.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +7,303 | $22.01 | +$160,739.03 | 14,008.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −603 | $25.46 | −$15,352.38 | 13,405.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −3,899 | $25.46 | −$99,268.54 | 9,506.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −450 | $25.47 | −$11,461.5 | 9,056.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −2,051 | $25.47 | −$52,238.97 | 7,005.1 | Direct | |
| Feb 15, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −300 | $25.48 | −$7,644 | 6,705.1 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −7,303 | $0.00 | $0 | 2,435 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.