Cornelius James's Form 4 filing
Umb Financial Corp (UMBF) · filed Feb 15, 2022
- Accession no.
- 0001127602-22-005111
- Filed
- Feb 15, 2022
- Trade date
- Feb 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $44.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cornelius JamesCIK 0001739115 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | AGrant or awardAcquired | +1,029 | $0.00 | $0 | 7,761.4 | Direct | |
| Feb 11, 2022 | Common Stock | FTax withholdingDisposed | −227 | $102.93 | −$23,365.11 | 7,534.4 | Direct | |
| Feb 13, 2022 | Common Stock | FTax withholdingDisposed | −93 | $102.93 | −$9,572.49 | 7,441.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −64 | $104.00 | −$6,656 | 7,377.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −23 | $104.01 | −$2,392.23 | 7,354.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −27 | $104.02 | −$2,808.54 | 7,327.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −10 | $104.04 | −$1,040.4 | 7,317.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −100 | $104.05 | −$10,405 | 7,217.4 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −203 | $104.06 | −$21,124.18 | 7,014.4 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.