Pauls John's Form 4 filing
Umb Financial Corp (UMBF) · filed Feb 15, 2022
- Accession no.
- 0001127602-22-005105
- Filed
- Feb 15, 2022
- Trade date
- Feb 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $155.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pauls JohnCIK 0001676685 | Officer (EVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | AGrant or awardAcquired | +555 | $0.00 | $0 | 8,602.59 | Direct | |
| Feb 11, 2022 | Common Stock | FTax withholdingDisposed | −119 | $102.93 | −$12,248.67 | 8,483.59 | Direct | |
| Feb 13, 2022 | Common Stock | FTax withholdingDisposed | −61 | $102.93 | −$6,278.73 | 8,422.59 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −1,500 | $103.68 | −$155,520 | 6,922.59 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.