Sleyster Scott's Form 4 filing
Prudential Financial Inc (PFH) · filed Feb 11, 2022
- Accession no.
- 0001127602-22-004634
- Filed
- Feb 11, 2022
- Trade date
- Feb 9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sleyster ScottCIK 0001555872 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +8,659 | $84.53 | +$731,945.27 | 81,084.12 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −8,039 | $121.07 | −$973,281.73 | 73,045.12 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +23,983 | $57.00 | +$1,367,031 | 97,028.12 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −20,912 | $121.18 | −$2,534,116.16 | 76,116.12 | Direct | |
| Feb 9, 2022 | Common Stock | ILess common codeDisposed | −6,228 | $121.19 | −$754,771.32 | 2,092 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −8,659 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −23,983 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.