Thayer John P's Form 4 filing
Associated Banc-Corp (ASB) · filed Feb 11, 2022
- Accession no.
- 0001127602-22-004485
- Filed
- Feb 11, 2022
- Trade date
- Feb 10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.13K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thayer John PCIK 0001871234 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +200 | $16.93 | +$3,386 | 11,799 | Direct | |
| Feb 10, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −100 | $25.66 | −$2,566 | 11,699 | Direct | |
| Feb 10, 2022 | Common Stock $0.01 Par Value | SSaleDisposed | −100 | $25.67 | −$2,567 | 11,599 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −200 | $0.00 | $0 | 40,717 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.