Sullivan Andrew F's Form 4 filing
Prudential Financial Inc (PFH) · filed Feb 10, 2022
- Accession no.
- 0001127602-22-004330
- Filed
- Feb 10, 2022
- Trade date
- Feb 8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 8 derivative transactions. Open-market sales total $2.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan Andrew FCIK 0001795452 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +12,387 | $95.87 | +$1,187,541.69 | 25,590 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −11,720 | $121.44 | −$1,423,276.8 | 13,870 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +4,681 | $93.36 | +$437,018.16 | 13,870 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +826 | $78.08 | +$64,494.08 | 14,696 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +749 | $77.15 | +$57,785.35 | 9,189 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +344 | $85.46 | +$29,398.24 | 8,440 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −6,600 | $121.52 | −$802,032 | 8,096 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseAcquired | +8,432 | $0.00 | $0 | 22,302 | Direct | |
| Feb 8, 2022 | Common Stock | FTax withholdingDisposed | −3,439 | $121.33 | −$417,253.87 | 18,863 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −12,387 | $0.00 | $0 | 24,776 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −4,681 | $0.00 | $0 | 2,341 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −826 | $0.00 | $0 | 0 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −749 | $0.00 | $0 | 0 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −344 | $0.00 | $0 | 0 | Direct | |
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +9,067 | $0.00 | $0 | 9,067 | Direct | |
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +27,199 | $0.00 | $0 | 27,199 | Direct | |
| Feb 8, 2022 | Common Stock | MOption exerciseDisposed | −4,499 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.