Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 10, 2022
- Accession no.
- 0001127602-22-004267
- Filed
- Feb 10, 2022
- Trade date
- Feb 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $348.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $118.78 | +$237,560 | 247,260.9 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −2,000 | $174.13F1 | −$348,260 | 245,260.9 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +16,803 | $0.00 | $0 | 16,803 | Direct | |
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 11,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $174.00 to $174.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.