Schmidt Timothy L's Form 4 filing
Prudential Financial Inc (PFH) · filed Feb 9, 2022
- Accession no.
- 0001127602-22-003878
- Filed
- Feb 9, 2022
- Trade date
- Feb 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Timothy LCIK 0001760181 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +3,811 | $54.00 | +$205,794 | 16,708 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −3,811 | $120.00 | −$457,320 | 12,897 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +10,902 | $57.00 | +$621,414 | 23,799 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −10,902 | $120.00 | −$1,308,240 | 12,897 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −3,811 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −10,902 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.