Cornelius James's Form 4 filing
Umb Financial Corp (UMBF) · filed Feb 7, 2022
- Accession no.
- 0001127602-22-003573
- Filed
- Feb 7, 2022
- Trade date
- Feb 4, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $84.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cornelius JamesCIK 0001739115 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Common Stock | SSaleDisposed | −316 | $103.63 | −$32,747.08 | 7,330.4 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −102 | $103.64 | −$10,571.28 | 7,228.4 | Direct | |
| Feb 4, 2022 | Common Stock | SSaleDisposed | −400 | $103.65 | −$41,460 | 6,828.4 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.