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Hauber Stephen M's Form 4 filing

Navient Corp (JSM) · filed Feb 4, 2022

Accession no.
0001127602-22-003407
Filed
Feb 4, 2022
Trade date
Feb 3, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $55.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hauber Stephen MCIK 0001710338Officer (EVP, Chief Risk&Compliance Off)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2022Common StockMOption exerciseAcquired+39,033$15.48+$604,230.84225,839.06Direct
Feb 3, 2022Common StockFTax withholdingDisposed−35,872$17.70−$634,934.4189,967.06Direct
Feb 3, 2022Common StockSSaleDisposed−3,161$17.67−$55,854.87186,806.06Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2022Common StockMOption exerciseDisposed−39,033$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)