Schnitzer Alan D's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 4, 2022
- Accession no.
- 0001127602-22-003373
- Filed
- Feb 4, 2022
- Trade date
- Nov 24, 2021-Feb 2, 2022
- Filing delay
- 72 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.3M. It was filed 72 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schnitzer Alan DCIK 0001397350 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +66,522 | $106.04 | +$7,053,992.88 | 243,755.82 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −66,522 | $170.47F1 | −$11,340,005.34 | 177,233.82 | Direct | |
| Nov 24, 2021 | Common Stock | GGiftAcquired | +596 | $0.00 | $0 | 16,009 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −66,522 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $170.37 to $170.8002. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.